Licensing
For Financial Advisory and Asset Management Firms
Compliance Solutions will manage both your corporate and individual application, from start to finish - on time, thoroughly and professionally.
The process starts with bespoke pre-authorisation meetings with senior members so that we fully understand your business model and strategy.
Some of the pre-authorisation services we offer include:
- Initial risk assessment
- Practitioner advice on permissions required
- Advice on business plan
- Advice on internal organisation structures and corporate governance
- Advice on systems and controls
- Advice on individual approval
- Preparing documentation
- Completing your application
- Project managing your application
- Liaising with your other advisers
- Implementing systems and controls
- Pre-authorisation training
By going through this process you can rest assured; you will be laying down the right platform for a successful and robust business.
We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call +852 2576 6211 - or contact one of our consultants contact a member of our staff