Due Diligence
The Hong Kong Securities and Futures Commission states:
“Investment Advisers (“IAs”) should make their own enquiries and obtain full explanations from product issuers about the risks inherent in the investment products. It is not advisable for IAs to rely on prospectuses, offering circulars or marketing materials as necessarily being self‐sufficient and self‐explanatory".
Most firms would agree that the amount of business they could generate in a day spent with clients rather than in the office, wading through documents after documents, would more than outweigh the cost of someone taking the headache of due diligence away from them!!
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